Our Staff has compiled our research into a database of FINRA Disclosures for Charles John Ehnot. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles John Ehnot | 872769 | 32 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charles John Ehnot | 872769 | 32 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charles John Ehnot | 872769 | 32 | 03/27/2017 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 06/09/2015 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 11/10/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 08/05/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 07/31/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 02/11/2005 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 02/26/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 04/03/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |