Our Staff has compiled our research into a database of FINRA Disclosures for Stephen Joseph Herrero. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Joseph Herrero | 871199 | 5 | 03/12/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Joseph Herrero | 871199 | 5 | 08/10/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Herrero | 871199 | 5 | 04/20/1988 | Customer Dispute | Award / Judgment | $11,281.30 | $8,630.00 | See FINRA Report |
| Stephen Joseph Herrero | 871199 | 5 | 04/20/1988 | Customer Dispute | Award / Judgment | $24,032.80 | $23,757.30 | See FINRA Report |
| Stephen Joseph Herrero | 871199 | 5 | 03/30/1987 | Customer Dispute | Award / Judgment | $14,080.50 | $5,901.26 | See FINRA Report |