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FINRA Disclosures for Robert Gerald Stein

Our Staff has compiled our research into a database of FINRA Disclosures for Robert Gerald Stein. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Gerald Stein869186606/22/2012Customer DisputeSettled$50,879.10$0.00See FINRA Report
Robert Gerald Stein869186601/03/2011Customer DisputeSettled$350,000.00$0.00See FINRA Report
Robert Gerald Stein869186608/01/1994Customer DisputeSettled$200,000.00$0.00See FINRA Report

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