Our Staff has compiled our research into a database of FINRA Disclosures for Robert Gerald Stein. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Gerald Stein | 869186 | 6 | 06/22/2012 | Customer Dispute | Settled | $50,879.10 | $0.00 | See FINRA Report |
| Robert Gerald Stein | 869186 | 6 | 01/03/2011 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Robert Gerald Stein | 869186 | 6 | 02/11/2004 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See FINRA Report |
| Robert Gerald Stein | 869186 | 6 | 08/01/1994 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |