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FINRA Disclosures for William D Link

Our Staff has compiled our research into a database of FINRA Disclosures for William D Link. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William D Link865079811/30/2010Customer DisputeSettled$571,601.00$0.00See FINRA Report
William D Link865079811/11/2010Customer DisputeSettled$46,151.20$0.00See FINRA Report
William D Link865079807/11/2002Customer DisputeSettled$45,000.00$0.00See FINRA Report
William D Link865079808/07/2001Customer DisputeSettled$300,000.00$0.00See FINRA Report
William D Link865079804/30/2001Customer DisputeAward / Judgment$8,200,000.00$813,248.00See FINRA Report
William D Link865079801/26/2000Customer DisputeAward / Judgment$500,000.00$104,000.00See FINRA Report
William D Link865079807/11/1995Customer DisputeSettled$18,815.70$0.00See FINRA Report
William D Link865079803/03/1988Employment Separation After Allegations$0.00$0.00See FINRA Report

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