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FINRA Disclosures for Mary H Jochim

Our Staff has compiled our research into a database of FINRA Disclosures for Mary H Jochim. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mary H Jochim862780412/09/2003Customer DisputeAward / Judgment$525,000.00$315,691.00See FINRA Report
Mary H Jochim862780407/08/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Mary H Jochim862780410/30/2002Customer DisputeSettled$800,000.00$0.00See FINRA Report
Mary H Jochim862780409/01/1994Customer DisputeAward / Judgment$1,200,000.00$13,590.00See FINRA Report

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