Our Staff has compiled our research into a database of FINRA Disclosures for Rick Gardner Handy. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Gardner Handy | 857212 | 2 | 12/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rick Gardner Handy | 857212 | 2 | 01/22/1992 | Customer Dispute | Settled | $54,900.00 | $0.00 | See FINRA Report |