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FINRA Disclosures for Lynn Trusty Shaw

Our Staff has compiled our research into a database of FINRA Disclosures for Lynn Trusty Shaw. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lynn Trusty Shaw856092808/15/2012Customer DisputeSettled$5,000.00$0.00See FINRA Report
Lynn Trusty Shaw856092812/23/2010Customer DisputeSettled$165,000.00$0.00See FINRA Report
Lynn Trusty Shaw856092811/22/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Lynn Trusty Shaw856092801/11/2010Customer DisputeSettled$461,727.00$0.00See FINRA Report
Lynn Trusty Shaw856092806/30/2009Customer DisputeSettled$128,050.00$0.00See FINRA Report
Lynn Trusty Shaw856092806/29/2009Customer DisputeSettled$167,000.00$0.00See FINRA Report
Lynn Trusty Shaw856092810/23/1989RegulatoryFinal$0.00$0.00See FINRA Report
Lynn Trusty Shaw856092812/16/1987Customer DisputeSettled$67,876.00$0.00See FINRA Report

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