Our Staff has compiled our research into a database of FINRA Disclosures for James Edmond Moniz. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edmond Moniz | 852438 | 12 | 10/08/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |