Our Staff has compiled our research into a database of FINRA Disclosures for Stephen Lawrence Brown. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Lawrence Brown | 846431 | 6 | 12/12/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 06/10/2012 | Customer Dispute | Settled | $1,343,990.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 02/11/2011 | Customer Dispute | Settled | $307,000.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 10/13/1992 | Customer Dispute | Award / Judgment | $36,000.00 | $33,622.80 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 12/11/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 11/21/1989 | Customer Dispute | Award / Judgment | $0.00 | $13,589.00 | See FINRA Report |