Our Staff has compiled our research into a database of FINRA Disclosures for Steven Robert Switlick. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Robert Switlick | 838288 | 8 | 08/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Steven Robert Switlick | 838288 | 8 | 08/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Steven Robert Switlick | 838288 | 8 | 04/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Steven Robert Switlick | 838288 | 8 | 04/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Steven Robert Switlick | 838288 | 8 | 12/16/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Steven Robert Switlick | 838288 | 8 | 12/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Steven Robert Switlick | 838288 | 8 | 11/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Steven Robert Switlick | 838288 | 8 | 01/07/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |