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FINRA Disclosures for Steven Robert Switlick

Our Staff has compiled our research into a database of FINRA Disclosures for Steven Robert Switlick. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Robert Switlick838288808/22/2014Judgment / Lien$0.00$0.00See FINRA Report
Steven Robert Switlick838288808/17/2012Judgment / Lien$0.00$0.00See FINRA Report
Steven Robert Switlick838288804/11/2011Judgment / Lien$0.00$0.00See FINRA Report
Steven Robert Switlick838288804/11/2011Judgment / Lien$0.00$0.00See FINRA Report
Steven Robert Switlick838288812/16/2010Judgment / Lien$0.00$0.00See FINRA Report
Steven Robert Switlick838288812/06/2010Judgment / Lien$0.00$0.00See FINRA Report
Steven Robert Switlick838288811/03/2010Judgment / Lien$0.00$0.00See FINRA Report
Steven Robert Switlick838288801/07/1988RegulatoryFinal$0.00$0.00See FINRA Report

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