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FINRA Disclosures for Joshua David Arnold

Our Staff has compiled our research into a database of FINRA Disclosures for Joshua David Arnold. Search or filter the database to find more about this broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joshua David Arnold8281891408/04/2017Customer DisputeSettled$60,000.00$0.00See FINRA Report
Joshua David Arnold8281891409/08/2016Customer DisputeSettled$250,000.00$0.00See FINRA Report
Joshua David Arnold8281891411/30/2015Customer DisputeSettled$5,000.00$0.00See FINRA Report
Joshua David Arnold8281891412/17/2014Customer DisputeDenied$18,000.00$0.00See FINRA Report
Joshua David Arnold8281891407/16/2010Customer DisputeSettled$10,000.00$0.00See FINRA Report
Joshua David Arnold8281891409/27/2004Customer DisputeSettled$260,000.00$0.00See FINRA Report
Joshua David Arnold8281891411/26/2001Customer DisputeSettled$50,000.00$0.00See FINRA Report
Joshua David Arnold8281891404/26/2000RegulatoryFinal$0.00$0.00See FINRA Report
Joshua David Arnold8281891401/24/2000RegulatoryFinal$0.00$0.00See FINRA Report
Joshua David Arnold8281891406/01/1998Customer DisputeSettled$200,000.00$0.00See FINRA Report

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