Our Staff has compiled our research into a database of FINRA Disclosures for Joshua David Arnold. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joshua David Arnold | 828189 | 14 | 08/04/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 09/08/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 11/30/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 12/17/2014 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 07/16/2010 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 09/27/2004 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 11/26/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 04/26/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joshua David Arnold | 828189 | 14 | 06/01/1998 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |