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FINRA Disclosures for William Charles Thompson

Our Staff has compiled our research into a database of FINRA Disclosures for William Charles Thompson. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Charles Thompson827534311/16/2005Customer DisputeDenied$50,960.80$0.00See FINRA Report
William Charles Thompson827534305/03/2004Customer DisputeSettled$350,000.00$0.00See FINRA Report

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