Our Staff has compiled our research into a database of FINRA Disclosures for William Charles Thompson. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Charles Thompson | 827534 | 3 | 11/16/2005 | Customer Dispute | Denied | $50,960.80 | $0.00 | See FINRA Report |
William Charles Thompson | 827534 | 3 | 05/03/2004 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |