Our Staff has compiled our research into a database of FINRA Disclosures for Robert D Williams. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert D Williams | 826960 | 5 | 12/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert D Williams | 826960 | 5 | 12/17/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert D Williams | 826960 | 5 | 08/19/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert D Williams | 826960 | 5 | 04/25/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert D Williams | 826960 | 5 | 08/30/1994 | Customer Dispute | Settled | $12,263.40 | $0.00 | See FINRA Report |