Our Staff has compiled our research into a database of FINRA Disclosures for Paul Joseph Mauro. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Joseph Mauro | 824304 | 13 | 03/16/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 12/26/2018 | Customer Dispute | Denied | $6,630.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 02/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 06/26/2017 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 07/09/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 06/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 05/15/2001 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 05/03/2001 | Customer Dispute | Closed-No Action | $105,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 07/28/2000 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 13 | 06/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |