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FINRA Disclosures for Randall Kent Minas

Our Staff has compiled our research into a database of FINRA Disclosures for Randall Kent Minas. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Randall Kent Minas821449609/04/2020Customer DisputeDismissed$500,000.00$0.00See FINRA Report
Randall Kent Minas821449607/28/2007Customer DisputeSettled$26,000.00$0.00See FINRA Report
Randall Kent Minas821449607/23/2004Customer DisputeSettled$150,000.00$0.00See FINRA Report
Randall Kent Minas821449601/08/2003Customer DisputeClosed-No Action$240,000.00$0.00See FINRA Report
Randall Kent Minas821449601/08/2003Customer DisputeClosed-No Action$19,498.00$0.00See FINRA Report
Randall Kent Minas821449611/30/-0001Customer DisputeSettled$600,000.00$0.00See FINRA Report

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