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FINRA Disclosures for William Lee Notrica

Our Staff has compiled our research into a database of FINRA Disclosures for William Lee Notrica. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Lee Notrica8175371004/11/2023Customer DisputeSettled$0.00$0.00See FINRA Report
William Lee Notrica8175371001/20/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
William Lee Notrica8175371007/09/2007Customer DisputeDenied$0.00$0.00See FINRA Report
William Lee Notrica8175371011/25/2002Customer DisputeSettled$200,000.00$0.00See FINRA Report
William Lee Notrica8175371009/25/2001Customer DisputeDenied$7,374.00$0.00See FINRA Report
William Lee Notrica8175371008/14/2001Customer DisputeDenied$5,000.00$0.00See FINRA Report
William Lee Notrica8175371003/20/2001Customer DisputeSettled$5,000.00$0.00See FINRA Report
William Lee Notrica8175371012/15/2000Customer DisputeSettled$5,000.00$0.00See FINRA Report
William Lee Notrica8175371001/21/2000Customer DisputeDenied$26,441.50$0.00See FINRA Report
William Lee Notrica8175371011/17/1993Customer DisputeAward / Judgment$53,000.00$3,600.00See FINRA Report

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