Our Staff has compiled our research into a database of FINRA Disclosures for William Lee Notrica. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Lee Notrica | 817537 | 10 | 04/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 01/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
William Lee Notrica | 817537 | 10 | 07/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 11/25/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 09/25/2001 | Customer Dispute | Denied | $7,374.00 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 08/14/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 03/20/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 12/15/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 01/21/2000 | Customer Dispute | Denied | $26,441.50 | $0.00 | See FINRA Report |
William Lee Notrica | 817537 | 10 | 11/17/1993 | Customer Dispute | Award / Judgment | $53,000.00 | $3,600.00 | See FINRA Report |