Our Staff has compiled our research into a database of FINRA Disclosures for Terry Dale Lester. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Dale Lester | 817499 | 14 | 05/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 06/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 05/10/2012 | Customer Dispute | Denied | $172,099.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 11/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Dale Lester | 817499 | 14 | 03/10/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 03/02/2009 | Customer Dispute | Settled | $3,407,740.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 10/27/2008 | Customer Dispute | Denied | $96,215.80 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 02/04/2005 | Customer Dispute | Award / Judgment | $25,000.00 | $25,000.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 08/09/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 01/23/1996 | Customer Dispute | Settled | $82,641.00 | $0.00 | See FINRA Report |