Our Staff has compiled our research into a database of FINRA Disclosures for Claudia Y Backman. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Claudia Y Backman | 7500645 | 11 | 01/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 10/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 10/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 07/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 06/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 09/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 02/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |