Our Staff has compiled our research into a database of FINRA Disclosures for Timothy Ray Rodgers. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Ray Rodgers | 735129 | 4 | 11/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Ray Rodgers | 735129 | 4 | 07/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Timothy Ray Rodgers | 735129 | 4 | 10/10/2011 | Customer Dispute | Denied | $7,244.00 | $0.00 | See FINRA Report |
Timothy Ray Rodgers | 735129 | 4 | 08/13/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |