Potomac Analytics' Logo

FINRA Disclosures for Timothy Ray Rodgers

Our Staff has compiled our research into a database of FINRA Disclosures for Timothy Ray Rodgers. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Ray Rodgers735129411/24/2015RegulatoryFinal$0.00$0.00See FINRA Report
Timothy Ray Rodgers735129407/14/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Timothy Ray Rodgers735129410/10/2011Customer DisputeDenied$7,244.00$0.00See FINRA Report
Timothy Ray Rodgers735129408/13/2008Customer DisputeSettled$25,000.00$0.00See FINRA Report

4 Results

Display: