Our Staff has compiled our research into a database of FINRA Disclosures for Howard Marcus. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Marcus | 734017 | 11 | 12/03/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Marcus | 734017 | 11 | 08/26/2003 | Customer Dispute | Denied | $14,429.30 | $0.00 | See FINRA Report |
| Howard Marcus | 734017 | 11 | 10/21/1993 | Customer Dispute | Award / Judgment | $24,066.00 | $40,905.00 | See FINRA Report |
| Howard Marcus | 734017 | 11 | 10/13/1992 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Howard Marcus | 734017 | 11 | 07/01/1992 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Howard Marcus | 734017 | 11 | 03/01/1992 | Customer Dispute | Settled | $12,750.00 | $0.00 | See FINRA Report |
| Howard Marcus | 734017 | 11 | 08/08/1991 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Howard Marcus | 734017 | 11 | 12/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Marcus | 734017 | 11 | 08/01/1990 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Howard Marcus | 734017 | 11 | 01/15/1990 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |