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FINRA Disclosures for Michael Allan Woloshin

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Allan Woloshin. Search or filter the database to find more about this broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Allan Woloshin7326401004/21/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Allan Woloshin7326401012/11/2008Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Michael Allan Woloshin7326401010/28/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Michael Allan Woloshin7326401009/24/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
Michael Allan Woloshin7326401003/01/2000Customer DisputeSettled$74,974.00$0.00See FINRA Report
Michael Allan Woloshin7326401008/29/1997RegulatoryFinal$0.00$0.00See FINRA Report
Michael Allan Woloshin7326401003/01/1996Customer DisputeSettled$64,874.00$0.00See FINRA Report
Michael Allan Woloshin7326401012/08/1993Customer DisputeSettled$56,500.00$0.00See FINRA Report
Michael Allan Woloshin7326401010/29/1990Customer DisputeAward / Judgment$0.00$10,000.00See FINRA Report
Michael Allan Woloshin7326401010/29/1990RegulatoryFinal$0.00$0.00See FINRA Report

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