Our Staff has compiled our research into a database of FINRA Disclosures for George Edward Arocha. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Edward Arocha | 729456 | 23 | 11/14/2011 | Customer Dispute | Settled | $366,517.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 10/24/2011 | Customer Dispute | Settled | $630,000.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 10/24/2011 | Customer Dispute | Settled | $220,545.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 10/13/2011 | Customer Dispute | Settled | $129,690.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 09/19/2011 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 09/12/2011 | Customer Dispute | Settled | $51,231.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 09/06/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 10/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 08/17/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 06/26/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |