Our Staff has compiled our research into a database of FINRA Disclosures for Roger Martin Faulring. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Martin Faulring | 727976 | 16 | 04/25/2005 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 04/25/2005 | Customer Dispute | Settled | $135,800.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 03/24/2005 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 08/06/2003 | Customer Dispute | Settled | $163,038.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 01/09/2003 | Customer Dispute | Settled | $136,000.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 12/30/2002 | Customer Dispute | Award / Judgment | $410,000.00 | $125,000.00 | See FINRA Report |