Our Staff has compiled our research into a database of FINRA Disclosures for Thomas U Dudley. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas U Dudley | 72621 | 5 | 06/09/1998 | Customer Dispute | Award / Judgment | $260,000.00 | $33,217.00 | See FINRA Report |
| Thomas U Dudley | 72621 | 5 | 02/25/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas U Dudley | 72621 | 5 | 08/21/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas U Dudley | 72621 | 5 | 04/04/1996 | Customer Dispute | Settled | $265,159.00 | $0.00 | See FINRA Report |
| Thomas U Dudley | 72621 | 5 | 06/01/1992 | Customer Dispute | Settled | $57,140.00 | $0.00 | See FINRA Report |