Our Staff has compiled our research into a database of FINRA Disclosures for Arnold Frank. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Frank | 709916 | 10 | 10/14/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 06/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 06/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 01/28/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 01/24/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/22/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 06/09/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/26/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 02/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |