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FINRA Disclosures for Mel Robert Hertz

Our Staff has compiled our research into a database of FINRA Disclosures for Mel Robert Hertz. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mel Robert Hertz707875505/29/2018Investigation$0.00$0.00See FINRA Report
Mel Robert Hertz707875504/02/2018Customer DisputeClosed-No Action$133,000.00$0.00See FINRA Report
Mel Robert Hertz707875505/03/2017Customer DisputeDenied$11,062.10$0.00See FINRA Report
Mel Robert Hertz707875504/15/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Mel Robert Hertz707875501/01/1984Civil Bond$0.00$0.00See FINRA Report

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