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FINRA Disclosures for Nicholas Charles Zelie

Our Staff has compiled our research into a database of FINRA Disclosures for Nicholas Charles Zelie. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nicholas Charles Zelie6417742710/27/2015FinancialFinal$0.00$0.00See FINRA Report
Nicholas Charles Zelie6417742706/30/2015FinancialFinal$0.00$0.00See FINRA Report
Nicholas Charles Zelie6417742706/30/2015FinancialFinal$0.00$0.00See FINRA Report
Nicholas Charles Zelie6417742701/14/2015FinancialPending$0.00$0.00See FINRA Report
Nicholas Charles Zelie6417742701/14/2015FinancialPending$0.00$0.00See FINRA Report
Nicholas Charles Zelie6417742701/14/2015FinancialPending$0.00$0.00See FINRA Report
Nicholas Charles Zelie6417742701/14/2015FinancialPending$0.00$0.00See FINRA Report

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