Our Staff has compiled our research into a database of FINRA Disclosures for Dana Matthew Hawkins. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dana Matthew Hawkins | 5731136 | 14 | 05/20/2019 | Customer Dispute | Closed-No Action | $70,462.00 | $0.00 | See FINRA Report |
Dana Matthew Hawkins | 5731136 | 14 | 02/19/2019 | Customer Dispute | Settled | $253,757.00 | $0.00 | See FINRA Report |
Dana Matthew Hawkins | 5731136 | 14 | 12/13/2018 | Customer Dispute | Settled | $336,130.00 | $0.00 | See FINRA Report |
Dana Matthew Hawkins | 5731136 | 14 | 09/12/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |