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FINRA Disclosures for Dana Matthew Hawkins

Our Staff has compiled our research into a database of FINRA Disclosures for Dana Matthew Hawkins. Search or filter the database to find more about this broker.

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Displaying 11-14 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dana Matthew Hawkins57311361405/20/2019Customer DisputeClosed-No Action$70,462.00$0.00See FINRA Report
Dana Matthew Hawkins57311361402/19/2019Customer DisputeSettled$253,757.00$0.00See FINRA Report
Dana Matthew Hawkins57311361412/13/2018Customer DisputeSettled$336,130.00$0.00See FINRA Report
Dana Matthew Hawkins57311361409/12/2018Customer DisputeSettled$150,000.00$0.00See FINRA Report

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