Our Staff has compiled our research into a database of FINRA Disclosures for Dana Matthew Hawkins. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana Matthew Hawkins | 5731136 | 14 | 04/14/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 04/06/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 02/26/2020 | Customer Dispute | Settled | $171,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 02/12/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 10/24/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 09/16/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 09/09/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 08/14/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 06/20/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |