Our Staff has compiled our research into a database of FINRA Disclosures for Dennis Michael Bavin. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Bavin | 5533888 | 18 | 02/27/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Bavin | 5533888 | 18 | 04/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 02/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 01/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 01/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 01/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 01/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Bavin | 5533888 | 18 | 12/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |