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FINRA Disclosures for Rodger Sprouse

Our Staff has compiled our research into a database of FINRA Disclosures for Rodger Sprouse. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rodger Sprouse5483578911/03/2023Customer DisputeDenied$226,295.00$0.00See FINRA Report
Rodger Sprouse5483578905/16/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Rodger Sprouse5483578904/01/2020Customer DisputeSettled$43,000.00$0.00See FINRA Report
Rodger Sprouse5483578902/20/2019Customer DisputeSettled$210,000.00$0.00See FINRA Report
Rodger Sprouse5483578901/10/2014Customer DisputeDenied$59,000.00$0.00See FINRA Report
Rodger Sprouse5483578905/01/2013Customer DisputeDenied$100,000.00$0.00See FINRA Report
Rodger Sprouse5483578903/01/2013Customer DisputeWithdrawn$210,366.00$0.00See FINRA Report
Rodger Sprouse5483578901/28/2011Customer DisputeSettled$12,000.00$0.00See FINRA Report

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