Our Staff has compiled our research into a database of FINRA Disclosures for Rodger Sprouse. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodger Sprouse | 5483578 | 9 | 11/03/2023 | Customer Dispute | Denied | $226,295.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 09/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 05/16/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 04/01/2020 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 02/20/2019 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 01/10/2014 | Customer Dispute | Denied | $59,000.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 05/01/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 03/01/2013 | Customer Dispute | Withdrawn | $210,366.00 | $0.00 | See FINRA Report |
| Rodger Sprouse | 5483578 | 9 | 01/28/2011 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |