Our Staff has compiled our research into a database of FINRA Disclosures for Charles Allen Figg. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Allen Figg | 5383241 | 2 | 03/13/2017 | Customer Dispute | Denied | $14,500.00 | $0.00 | See FINRA Report |
Charles Allen Figg | 5383241 | 2 | 05/10/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |