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FINRA Disclosures for Charles Allen Figg

Our Staff has compiled our research into a database of FINRA Disclosures for Charles Allen Figg. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Allen Figg5383241203/13/2017Customer DisputeDenied$14,500.00$0.00See FINRA Report
Charles Allen Figg5383241205/10/2010Customer DisputeSettled$0.00$0.00See FINRA Report

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