Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Alfredo Cortez. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Alfredo Cortez | 5378014 | 24 | 09/06/2022 | Customer Dispute | Pending | $11,500.00 | $0.00 | See FINRA Report |
| Carlos Alfredo Cortez | 5378014 | 24 | 08/23/2022 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Carlos Alfredo Cortez | 5378014 | 24 | 06/29/2022 | Customer Dispute | Pending | $54,000.00 | $0.00 | See FINRA Report |
| Carlos Alfredo Cortez | 5378014 | 24 | 06/29/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Carlos Alfredo Cortez | 5378014 | 24 | 05/18/2022 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Carlos Alfredo Cortez | 5378014 | 24 | 04/18/2022 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |