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FINRA Disclosures for Mark Sam Kolta

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Sam Kolta. Search or filter the database to find more about this broker.

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Displaying 21-30 out of 30 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Sam Kolta53246203011/13/2020Customer DisputeSettled$120,000.00$0.00See FINRA Report
Mark Sam Kolta53246203007/15/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Sam Kolta53246203005/24/2020Customer DisputeSettled$90,000.00$0.00See FINRA Report
Mark Sam Kolta53246203004/24/2020Customer DisputeDenied$500,000.00$0.00See FINRA Report
Mark Sam Kolta53246203004/01/2020Customer DisputeSettled$275,000.00$0.00See FINRA Report
Mark Sam Kolta53246203008/27/2019Customer DisputeSettled$990,000.00$0.00See FINRA Report
Mark Sam Kolta53246203004/08/2019Customer DisputeSettled$300,000.00$0.00See FINRA Report
Mark Sam Kolta53246203002/28/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Sam Kolta53246203010/26/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Sam Kolta53246203011/18/2011Employment Separation After Allegations$0.00$0.00See FINRA Report

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