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FINRA Disclosures for Mark Sam Kolta

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Sam Kolta. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Sam Kolta53246203001/20/2021Customer DisputeSettled$165,000.00$0.00See FINRA Report
Mark Sam Kolta53246203001/19/2021Customer DisputeSettled$300,000.00$0.00See FINRA Report
Mark Sam Kolta53246203001/19/2021Customer DisputeSettled$3,900,000.00$0.00See FINRA Report
Mark Sam Kolta53246203001/04/2021Customer DisputeSettled$50,000.00$0.00See FINRA Report
Mark Sam Kolta53246203012/29/2020Customer DisputeSettled$2,100,000.00$0.00See FINRA Report
Mark Sam Kolta53246203012/29/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report
Mark Sam Kolta53246203012/29/2020Customer DisputeSettled$1,630,000.00$0.00See FINRA Report
Mark Sam Kolta53246203012/04/2020Customer DisputeSettled$450,000.00$0.00See FINRA Report
Mark Sam Kolta53246203011/22/2020Customer DisputeSettled$750,000.00$0.00See FINRA Report
Mark Sam Kolta53246203011/13/2020Customer DisputeSettled$120,000.00$0.00See FINRA Report

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