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FINRA Disclosures for Mark Sam Kolta

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Sam Kolta. Search or filter the database to find more about this broker.

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Displaying 10 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Sam Kolta53246203006/27/2022Customer DisputePending$1,500,000.00$0.00See FINRA Report
Mark Sam Kolta53246203002/09/2022Customer DisputePending$239,000.00$0.00See FINRA Report
Mark Sam Kolta53246203007/30/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Sam Kolta53246203006/29/2021Customer DisputeSettled$450,000.00$0.00See FINRA Report
Mark Sam Kolta53246203006/14/2021Customer DisputeSettled$300,000.00$0.00See FINRA Report
Mark Sam Kolta53246203005/17/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Sam Kolta53246203004/06/2021Customer DisputeSettled$650,000.00$0.00See FINRA Report
Mark Sam Kolta53246203003/23/2021Customer DisputeSettled$400,000.00$0.00See FINRA Report
Mark Sam Kolta53246203002/08/2021Customer DisputeSettled$10,000.00$0.00See FINRA Report
Mark Sam Kolta53246203002/08/2021Customer DisputeSettled$0.00$0.00See FINRA Report

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