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FINRA Disclosures for Tania Lashae Smith

Our Staff has compiled our research into a database of FINRA Disclosures for Tania Lashae Smith. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tania Lashae Smith5208859908/27/2021RegulatoryFinal$0.00$0.00See FINRA Report
Tania Lashae Smith5208859905/18/2021RegulatoryFinal$0.00$0.00See FINRA Report
Tania Lashae Smith5208859904/22/2021RegulatoryFinal$0.00$0.00See FINRA Report
Tania Lashae Smith5208859904/07/2021FinancialFinal$0.00$0.00See FINRA Report
Tania Lashae Smith5208859908/17/2020FinancialFinal$0.00$0.00See FINRA Report
Tania Lashae Smith5208859906/22/2020FinancialFinal$0.00$0.00See FINRA Report
Tania Lashae Smith5208859908/10/2017RegulatoryFinal$0.00$0.00See FINRA Report
Tania Lashae Smith5208859908/04/2017CriminalFinal Disposition$0.00$0.00See FINRA Report
Tania Lashae Smith5208859911/18/2015Employment Separation After Allegations$0.00$0.00See FINRA Report

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