Our Staff has compiled our research into a database of FINRA Disclosures for Tania Lashae Smith. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tania Lashae Smith | 5208859 | 9 | 08/27/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 05/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 04/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 04/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 08/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 08/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 08/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tania Lashae Smith | 5208859 | 9 | 11/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |