Our Staff has compiled our research into a database of FINRA Disclosures for Heather Ann Pratt. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Heather Ann Pratt | 5118234 | 12 | 07/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 03/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 07/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 07/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 06/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 07/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Ann Pratt | 5118234 | 12 | 07/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |