Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Luis Maldonado. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Luis Maldonado | 5093698 | 36 | 09/25/2017 | Customer Dispute | Settled | $317,446.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 11/02/2016 | Customer Dispute | Settled | $244,132.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 04/13/2016 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 01/20/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 12/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 05/28/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |