Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Luis Maldonado. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Luis Maldonado | 5093698 | 36 | 04/13/2016 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 01/20/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 12/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 05/28/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |