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FINRA Disclosures for Karen Degro

Our Staff has compiled our research into a database of FINRA Disclosures for Karen Degro. Search or filter the database to find more about this broker.

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Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Karen Degro50482371812/02/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Karen Degro50482371807/29/2019Customer DisputeSettled$160,000.00$0.00See FINRA Report
Karen Degro50482371805/14/2019Customer DisputeSettled$2,543,140.00$0.00See FINRA Report
Karen Degro50482371804/22/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Karen Degro50482371803/25/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Karen Degro50482371803/03/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Karen Degro50482371808/01/2018Customer DisputeSettled$651,000.00$0.00See FINRA Report
Karen Degro50482371806/19/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Karen Degro50482371802/14/2018Customer DisputeSettled$1,150,000.00$0.00See FINRA Report
Karen Degro50482371812/21/2017Customer DisputeSettled$400,000.00$0.00See FINRA Report

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