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FINRA Disclosures for Michael David Relihan

Our Staff has compiled our research into a database of FINRA Disclosures for Michael David Relihan. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael David Relihan501990711/05/2020FinancialFinal$0.00$0.00See FINRA Report
Michael David Relihan501990706/02/2005RegulatoryFinal$0.00$0.00See FINRA Report
Michael David Relihan501990705/20/2004RegulatoryFinal$0.00$0.00See FINRA Report
Michael David Relihan501990704/14/2003Customer DisputeSettled$75,000.00$0.00See FINRA Report
Michael David Relihan501990710/04/2001RegulatoryFinal$0.00$0.00See FINRA Report
Michael David Relihan501990708/10/2001Customer DisputeSettled$386,500.00$0.00See FINRA Report
Michael David Relihan501990709/08/1992RegulatoryFinal$0.00$0.00See FINRA Report

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