Our Staff has compiled our research into a database of FINRA Disclosures for Christopher J Shaw. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher J Shaw | 5011382 | 9 | 11/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 03/25/2021 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 03/10/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 12/16/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 09/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher J Shaw | 5011382 | 9 | 08/24/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 02/26/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 11/04/2019 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 07/08/2019 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |