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FINRA Disclosures for Roberto Jose Pineda Castellvi

Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Jose Pineda Castellvi. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 25 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roberto Jose Pineda Castellvi49716532903/21/2016Customer DisputeSettled$176,339.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532911/13/2015Customer DisputeSettled$150,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532909/22/2015Customer DisputeSettled$620,887.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532909/08/2015Customer DisputeSettled$1,477,440.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532909/03/2015Customer DisputeSettled$266,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532909/03/2015Customer DisputeSettled$230,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532909/03/2015Customer DisputeSettled$230,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532906/02/2015Customer DisputeSettled$51,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532912/15/2014Customer DisputeSettled$100,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532911/06/2014Customer DisputeSettled$72,500.00$0.00See FINRA Report

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