Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Jose Pineda Castellvi. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roberto Jose Pineda Castellvi | 4971653 | 29 | 07/27/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 02/02/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 03/21/2016 | Customer Dispute | Settled | $176,339.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 12/28/2015 | Customer Dispute | Denied | $17,498.80 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 11/13/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 09/22/2015 | Customer Dispute | Settled | $620,887.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 09/08/2015 | Customer Dispute | Settled | $1,477,440.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 09/03/2015 | Customer Dispute | Settled | $266,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 09/03/2015 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 09/03/2015 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |