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FINRA Disclosures for Matthew Edward Herman

Our Staff has compiled our research into a database of FINRA Disclosures for Matthew Edward Herman. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Edward Herman4686382410/04/2018Customer DisputeDenied$52,000.00$0.00See FINRA Report
Matthew Edward Herman4686382401/14/2013Customer DisputeDenied$350,000.00$0.00See FINRA Report

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