Our Staff has compiled our research into a database of FINRA Disclosures for Matthew Edward Herman. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Edward Herman | 4686382 | 4 | 10/04/2018 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Matthew Edward Herman | 4686382 | 4 | 01/14/2013 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Matthew Edward Herman | 4686382 | 4 | 10/25/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Herman | 4686382 | 4 | 02/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |