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FINRA Disclosures for Henry Arthur Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Henry Arthur Taylor. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Henry Arthur Taylor4641256904/17/2024Customer DisputePending$100,001.00$0.00See FINRA Report
Henry Arthur Taylor4641256904/06/2021Judgment / Lien$0.00$0.00See FINRA Report
Henry Arthur Taylor4641256903/02/2021Judgment / Lien$0.00$0.00See FINRA Report
Henry Arthur Taylor4641256906/29/2020RegulatoryFinal$0.00$0.00See FINRA Report
Henry Arthur Taylor4641256910/22/2018Judgment / Lien$0.00$0.00See FINRA Report
Henry Arthur Taylor4641256910/22/2018Judgment / Lien$0.00$0.00See FINRA Report
Henry Arthur Taylor4641256906/11/2018Customer DisputeSettled$18,000.00$0.00See FINRA Report
Henry Arthur Taylor4641256909/27/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
Henry Arthur Taylor4641256909/06/1990CriminalFinal Disposition$0.00$0.00See FINRA Report

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